FX Direct Dealer,LLC(FXDD)是Tradition北美公司(TNA)的直属子公司。TNA拥有几个经纪商(其中一个成员是纽约股票交易所会员),FCM(受到CFTC监管,也是NFA的成员)及FXDD公司。TNA是CFT(Tradition金融公司)的直属子公司。CFT是在瑞士和德国股票交易所交易上市的公司。FXDD作为其母公司TNA和CFTC的子公司,将向其汇报所有经营活动,进行中的基础活动包括客户所有的资金资料,交易,风险控制,规则和公司管理。FXDD 按照母公司指定的规则和程序命令管理其业务。
FXDD客户的资金是由其伙伴银行诸如高盛,UBS,Dresdner和汇丰银行存储的。另外根据母公司的直接权力和监管,FXDD运行着一个保险规则(金融机构债券)在受到犯罪和欺骗活动下导致损失时,保护客户资金。我们知道没有其他公司是对客户有额外保护的。客户也应该知道在NFA注册和会员是不会自动给客户的资金提供保护的。客户的资金不是分立帐户的,不受到破产保护的。FXDD将在不远的将来,或者以FCM或经纪商身份注册,相信注册将提供额外的监管。这是FXDD的坚定信念,不论怎样,在我们母公司不变的首要监管下,提供客户重要的保护。FXDD为其声望而骄傲,也以成为国际承认的金融企业Tradition集团公司的一员的优势和声望而骄傲。
FX Direct Dealer, LLC (FXDD) is a direct subsidiary of Tradition North America (TNA). TNA owns several Broker Dealers (one of which is a member of the New York Stock Exchange), an FCM (which is regulated by the CFTC and is a member of the NFA) and FXDD. TNA is a direct subsidiary of Compagnie Financiere Tradition (CFT). CFT is a public company traded on stock exchanges in both Switzerland and Germany. FXDD, as a subsidiary, reports all of its activity to its corporate parents, TNA and CFT, on an ongoing basis, including all data on customer funds, transactions, risk control, compliance and corporate governance. FXDD conducts its business according to the policies and procedures mandated by its parent companies.
FXDD’s Customer funds are held at its counterparty banks such as Goldman Sachs, UBS, Dresdner. In addition to being subject to the direct authority and oversight of its parent companies, FXDD carries an insurance policy (a Financial Institution Bond) that protects customer funds against loss caused by criminal and fraudulent activity. We know of no other firm who carries this additional protection for customers. Customers should also realize that registration and membership in the NFA does not automatically provide protection for customer funds. Customers funds are not held in segregated accounts and do not receive protection from bankruptcy. FXDD will register in the near future as either an FCM or Broker Dealer and believes that being registered will provide additional oversight. It is FXDD’s firm belief, however, that the constant primary oversight by our parent companies provides significant customer protection. FXDD is proud of its reputation and is proud to be part of a globally recognized financial enterprise with the financial strength and reputation of the Tradition Group of companies.
作为CFTC注册的FCM ,FXDD外汇经纪公司始终恪守美国期货行业协会和美国联邦商品期货交易委员会所制定的严格行业管理制度。
◆ FXDD始终恪守最高的行业规范。我们定期按要求向相关的监管机构提交财务报告,并接受政府审计部门的审计。这一要求是美国期货行业协会制定的,违规者会受到罚款或被取消经营资格。
◆ NFA在行业中一直保持很高的透明度。协会对所有投诉都记录在案,并在网站上公布。
◆ 美国的监管机关的职责和权利架构是全球最佳的,在这个架构中投资者的利益可以得到最好的保证。如果投资人与期货经纪商有任何争执,都可以到美国期货行业协会寻求帮助。 |